Kathleen Ann Vista
Investment adviser representative at Ameriprise Financial Services, LLC
13 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Ameriprise Financial Services, LLCApr 2025 to now
- Dogwood State BankDec 2024 to Apr 2025
- Searching for Employment During/after MoveSep 2024 to Dec 2024
- Once Upon A ChildJun 2022 to Sep 2024
- WyzantSep 2020 to Feb 2024
- Mathnasium Math Learning CenterAug 2019 to Jan 2021
- Searching for Employment During/after MoveMay 2019 to Aug 2019
- Revente Luxury ResaleSep 2018 to May 2019
- Charleston Animal SocietySep 2017 to Oct 2018
- University of South CarolinaJan 2016 to May 2019
- Summerville Family YmcaJul 2013 to Sep 2017
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (SC).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8071514
- Firm CRD
- 6363