Michael Kevin Dux
Investment adviser representative at Ameriprise Financial Services, LLC
10 yearsExperience
2 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- J.P. Morgan Securities LLCSep 2026 to now
- JPMorgan Chase Bank, N.A.Sep 2026 to now
- Ameriprise Financial Services, LLCDec 2025 to now
- Ameriprise Financial / Iron Birch AdvisorsApr 2025 to Sep 2026
- Cerity PartnersMay 2024 to Mar 2025
- LightpathMay 2023 to Aug 2023
- Allstar Children's CenterMay 2022 to Aug 2022
- Pennsylvania State UniversityAug 2020 to May 2024
- King KullenNov 2018 to Aug 2020
- UnemployedSep 2016 to Oct 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8068455
- Firm CRD
- 6363