Thomas P Hays
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.May 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2025 to now
- Greek Theater of Los AngelesAug 2023 to Oct 2023
- Pyrus Consulting Group dba. "nuage"Jun 2023 to Mar 2025
- Chapman University Phonathon DepartmentFeb 2023 to May 2023
- Comp Laws PcSep 2022 to Feb 2023
- Chapman University SaferideOct 2021 to Apr 2022
- Doordash, Inc.Oct 2020 to Dec 2020
- Glendale Community CollegeSep 2020 to Jun 2021
- Jerome Peri Tennis Inc.Aug 2020 to Mar 2025
- Albertsons CompaniesJul 2020 to Mar 2021
- Chapman UniversityAug 2019 to May 2023
- Temecula Valley High SchoolJan 2017 to Jun 2017
- Malibu High SchoolAug 2016 to Dec 2016
- Loyola High School of Los AngelesJul 2015 to Jun 2019
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8067808
- Firm CRD
- 7691