Dora J Saunders
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
23 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Dora J Saunders? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
23 years in the industry.
- Bank of America, N.A.May 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2025 to now
- York County LLC dba Kw AllegianceApr 2024 to now
- Wireless Nation / Om Ganesh OneNov 2024 to Jan 2025
- Bluegreen VacationsJul 2024 to Sep 2024
- Lhh Recruitment Solutions / Ado Professional SolutionsJan 2024 to Apr 2025
- UnemployedNov 2023 to Jan 2024
- Link of Hampton RoadsNov 2022 to Mar 2023
- Truist BankOct 2021 to Nov 2023
- Walmart (sam's Club)Sep 2021 to Sep 2021
- Macy'sJul 2021 to Aug 2021
- UnemployedApr 2021 to Oct 2021
- Bayport Credit UnionNov 2020 to Mar 2021
- Langley Federal Credit UnionMay 2019 to Nov 2020
- UnemployedOct 2018 to May 2019
- American Funds Service CompanyJul 2003 to Oct 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (TX, VA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8067768
- Firm CRD
- 7691