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Alden Carroll

Investment adviser representative at RBC Capital Markets, LLC
12 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

12 years in the industry.

  1. RBC Capital Markets, LLCMar 2025 to now
  2. Dinosaur Bar-b-queApr 2024 to Apr 2026
  3. Velasko's Pizzeria & DeliAug 2022 to Mar 2023
  4. Westhill Central School DistrictSep 2014 to Jun 2024

Exams passed

  • Series 66 · Uniform Combined State Law2026

State registrations

Registered as an investment adviser representative in 1 state (NY).

RBC Capital Markets, LLC

$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8067240
Firm CRD
31194
Advisor's SEC record (opens in a new tab)
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