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Dale Harden Caddick

Investment adviser representative at Transamerica Financial Advisors, LLC
10 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

10 years in the industry.

  1. Net LawJun 2025 to now
  2. WealthwaveJun 2025 to now
  3. Transamerica Financial Advisors, LLCMar 2025 to now
  4. WfgiaMar 2025 to now
  5. UnemployedNov 2024 to Mar 2025
  6. Golden GamingApr 2024 to Nov 2024
  7. The Great American PubOct 2016 to Apr 2024

Exams passed

  • Series 63 · Uniform Securities Agent State Law2025
  • Series 65 · Uniform Investment Adviser Law2026

State registrations

Registered as an investment adviser representative in 1 state (NV).

Transamerica Financial Advisors, LLC

$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8066513
Firm CRD
16164
Advisor's SEC record (opens in a new tab)
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