Zachary Kozlowski
Investment adviser representative at Guggenheim Investments
11 yearsExperience
1 stateRegistered in
$8BFirm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- Guggenheim Investments, LLCJul 2026 to now
- Guggenheim Funds Distributors, LLCJul 2026 to now
- Rock Harbor Capital LLCJun 2025 to Jun 2026
- Foreside Fund Services, LLCApr 2025 to Jun 2026
- Rock Harbor, LLCMar 2025 to Jun 2026
- Moose PreserveDec 2024 to Apr 2025
- Compass Point Research and Trading, LLCJul 2024 to Oct 2024
- Comerica BankJun 2023 to Aug 2023
- Jackson National InsuranceOct 2022 to Jan 2023
- GetscaleJun 2021 to Aug 2021
- Michigan State UniversityAug 2020 to Apr 2024
- StudentJan 2015 to May 2021
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NY).
Guggenheim Investments
Legal name: Security Investors, LLC
$8BAssets managed
107Clients
43Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8065011
- Firm CRD
- 105477