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Anthony Romaniello

Investment adviser representative at Kovack Advisors, Inc.
11 yearsYears since first job or exam
1 stateRegistered in
$6.3B
22 yearsFirm in business

How is this counted?

Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

Experience

11 years since the first job or state securities exam on the SEC record. Counts all jobs listed.

  1. Kovack Advisors, Inc.Jun 2025 to now
  2. Kovack Securities, Inc.Feb 2025 to now
  3. Bank of New YorkJan 2024 to Feb 2025
  4. SchoolAug 2023 to Jan 2024
  5. Clifton Larson AllenApr 2023 to Aug 2023
  6. GiovannisJan 2023 to Apr 2023
  7. SchoolNov 2022 to Jan 2023
  8. WalmartOct 2022 to Nov 2022
  9. SchoolJul 2022 to Oct 2022
  10. La FitnessApr 2022 to Jul 2022
  11. SchoolFeb 2022 to Apr 2022
  12. Landmark PropertiesAug 2021 to Feb 2022
  13. Home DepotJan 2021 to Aug 2021
  14. SchoolFeb 2015 to Jan 2021

Exams passed

  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 1 state (FL).

Kovack Advisors, Inc.

$6.3B
13,293Clients
262Advisers
22 yearsIn business

Official records

Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

8041352
140808
Advisor's SEC record (opens in a new tab)
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