Shaojin Guo
Investment adviser representative at Esi Financial Advisors
10 yearsExperience
1 stateRegistered in
$2.8BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Equity Services, Inc.Jun 2026 to now
- National Life GroupJun 2026 to now
- Self EmploymentApr 2026 to Jun 2026
- A Plus One AacademyNov 2025 to Mar 2026
- UnemployedAug 2025 to Oct 2025
- Young ScholarsMar 2025 to Jun 2025
- Morgan StanleyFeb 2025 to Jul 2025
- T&t SupermarketJan 2025 to Feb 2025
- UnemployedJan 2016 to Dec 2024
Exams passed
- Series 65 · Uniform Investment Adviser Law2025
- Series 63 · Uniform Securities Agent State Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
Esi Financial Advisors
Legal name: Equity Services, Inc.
$2.8BAssets managed
12,379Clients
504Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8038088
- Firm CRD
- 265