James Marshall Steinmetz
Investment adviser representative at Stifel, Nicolaus & Company, Incorporated
9 yearsExperience
2 statesRegistered in
$197.5BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
9 years in the industry.
- Stifel, Nicolaus & Company, IncorporatedOct 2025 to now
- StifelOct 2025 to now
- Equitable Advisors, LLCMar 2025 to Sep 2025
- Red Wine & BrewApr 2024 to Apr 2025
- Crosscountry MortgageFeb 2024 to Mar 2024
- Cleveland StateAug 2021 to May 2024
- Giant Eagle, IncFeb 2021 to Feb 2024
- University of AkronSep 2020 to Jun 2021
- Kirtland Country ClubNov 2018 to Aug 2020
- Eastlake North High SchoolSep 2016 to Jun 2020
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (OH, TX).
Stifel, Nicolaus & Company, Incorporated
$197.5BAssets managed
236,191Clients
3,341Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8036571
- Firm CRD
- 793