Bao tran Le
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
3 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Mar 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2025 to now
- Extended TravelApr 2024 to May 2024
- Extended TravelNov 2023 to Feb 2024
- UnemployedOct 2023 to Jan 2025
- Bank of AmericaNov 2021 to Oct 2023
- Splashy Fish LLCOct 2021 to Nov 2021
- UnemployedMay 2021 to Oct 2021
- Uni of South Carolina Dodie Anderson Academic Enrichment CenterAug 2020 to May 2021
- Suntory PepsicoJun 2019 to Jul 2019
- University of South CarolinaAug 2017 to May 2021
- British Vietnamese International School (bvis)Jan 2015 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 3 states (DC, MD, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8036253
- Firm CRD
- 7691