Walter Allen Klein
Investment adviser representative at Sfc Financial LLC
11 yearsExperience
1 stateRegistered in
$208.3MFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Sfc Financial LLCJan 2025 to now
- Swink Coplen & CompanyJul 2022 to now
- StudentJan 2015 to May 2024
Exams passed
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (MO).
Sfc Financial LLC
$208.3MAssets managed
78Clients
4Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8035553
- Firm CRD
- 129817