Klein Stewart Stubbs
Investment adviser representative at Guidance Capital, Inc.
12 yearsExperience
1 stateRegistered in
$449.8MFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Guidance Capital, Inc.Jan 2025 to now
- Dynamic Market Advantage, LLCJan 2025 to now
- Conviva Care Solutions, LLCApr 2019 to Dec 2024
- Humana, Inc.Sep 2014 to Apr 2019
Exams passed
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (KY).
Guidance Capital, Inc.
$449.8MAssets managed
759Clients
8Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8034726
- Firm CRD
- 323541