Quyen Nguyen
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.AMar 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2026 to now
- San Francisco State UniversityAug 2023 to now
- New York Life Insurance CompanyMar 2025 to Jan 2026
- Esperer HoldingsNov 2022 to Jan 2025
- Bristol FarmsJul 2022 to Nov 2022
- Metropolitan TheatresFeb 2022 to Aug 2022
- Chicken In the BarrelApr 2021 to Oct 2021
- Mac Made EasyMar 2021 to Oct 2021
- De Anza CollegeJan 2021 to May 2023
- Paris BaguetteOct 2019 to Mar 2021
- Kapaa High SchoolJan 2019 to Jul 2019
- Ngo Thoi Nhiem High SchoolAug 2016 to Dec 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8034013
- Firm CRD
- 7691