Abraham Guzman
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCJun 2025 to now
- Yakima Valley College, North Seattle CollegeJan 2021 to now
- Northwestern MutualNov 2024 to Apr 2025
- Hr BlockOct 2022 to Jun 2023
- Ll FlooringAug 2021 to Dec 2024
- Rent a CenterApr 2020 to Aug 2021
- Smgi IncJun 2019 to Mar 2020
- UnemployedJan 2019 to May 2019
- Costco Call CenterOct 2017 to Jan 2019
- Dairy QueenJun 2017 to Jan 2018
- Pexco AerospaceJun 2017 to Sep 2017
- KfcMay 2015 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (UT).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8031306
- Firm CRD
- 6413