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Elliot Alexander Garcia

Investment adviser representative at Cetera Investment Advisers LLC
11 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

11 years in the industry.

  1. Cetera Investment Advisers LLCJul 2025 to now
  2. Cetera Investment Services LLCJan 2025 to now
  3. Hartford HospitalDec 2024 to now
  4. Aya HealthcareJun 2024 to Nov 2024
  5. Trusted HealthMar 2024 to Jun 2024
  6. Yale New Haven HospitalAug 2021 to Aug 2024
  7. UnemployedMay 2021 to Aug 2021
  8. Hospital for Special CareJun 2018 to Apr 2021
  9. Full Time Education- Fairfield UniversitySep 2017 to Jun 2021
  10. Lake CompounceJun 2016 to Aug 2018
  11. Full Time EducationMar 2015 to Jun 2017

Exams passed

  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 1 state (CT).

Cetera Investment Advisers LLC

$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8031111
Firm CRD
105644
Advisor's SEC record (opens in a new tab)
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