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Rocco Anthony Mazzei

Investment adviser representative at Park Avenue Securities LLC
10 yearsExperience
49 statesRegistered in
$19.6BFirm assets
25 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

10 years in the industry.

  1. Park Avenue Securities LLCMar 2025 to now
  2. Guardian Life Insurance CompanyJan 2025 to now
  3. Mba Bentley UniversityAug 2024 to Dec 2024
  4. National Financial NetworkMay 2024 to Aug 2024
  5. Mba Bentley UniversityAug 2023 to May 2024
  6. The Reef NewportJun 2023 to Aug 2023
  7. Salve Regina UniversitySep 2022 to May 2023
  8. Castle Hill Inn and RestaurantJun 2022 to Aug 2022
  9. Trilogy LacrosseJun 2022 to Aug 2022
  10. Salve Regina UniversitySep 2021 to May 2022
  11. Avalon Awning Co.Jun 2021 to Aug 2021
  12. Salve Regina UniversitySep 2020 to May 2021
  13. Avalon Awning Co.Jun 2020 to Aug 2020
  14. Salve Regina UniversityMay 2019 to Jun 2020
  15. Beanie Bounce Party RentalsMay 2016 to May 2019

Exams passed

  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 49 states (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NV, NY, OH, OR, PA, PR, RI, SC, SD, TX, UT, VA, VT, WA, WI, WV, WY).

Park Avenue Securities LLC

$19.6BAssets managed
82,118Clients
1,904Advisers
25 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8029008
Firm CRD
46173
Advisor's SEC record (opens in a new tab)
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