Steven Richard Dow
Investment adviser representative at Wells Fargo Advisors
11 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
Are you Steven Richard Dow? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Wells Fargo Bank, NAJan 2025 to now
- Wells Fargo Clearing Services, LLCJan 2025 to now
- Robert HalfMay 2023 to Aug 2024
- Tradition Mortgage LLCOct 2021 to Dec 2024
- Spectra Home MortgageMar 2021 to Oct 2021
- UnemployedJan 2021 to Feb 2021
- Noble RvJan 2019 to Dec 2020
- Sap ConcurApr 2018 to Dec 2018
- Code42Jan 2017 to Apr 2018
- OracleOct 2015 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (MN).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8027781
- Firm CRD
- 19616