Sarah Emily johanna Collier
Investment adviser representative at John G. Ullman & Associates, Inc
11 yearsExperience
1 stateRegistered in
$1.5BFirm assets
48 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- John G. Ullman & Associates, Inc.Aug 2018 to now
- UnemployedJun 2018 to Aug 2018
- Harris-pero Legal Counsel, PllcJan 2018 to Apr 2018
- Nys Department of AgricultureAug 2017 to Dec 2017
- The Wright FirmJun 2017 to Aug 2017
- Law Office of Lynne PapazianJan 2017 to May 2017
- Law Office of Stephen BuckleyJan 2017 to May 2017
- Albany Law SchoolAug 2015 to May 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (NY).
John G. Ullman & Associates, Inc
Legal name: Ullman John & Associates Inc
$1.5BAssets managed
1,009Clients
23Advisers
48 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8025371
- Firm CRD
- 105361