Tricia Nicole Sullivan
Investment adviser representative at Thrivent Investment Management Inc.
21 yearsExperience
1 stateRegistered in
$20.8BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
21 years in the industry.
- Thrivent FinancialJul 2026 to now
- Thrivent Investment Management Inc.Mar 2026 to now
- Covenant Financial Group - Thrivent Investment Management Inc.Jan 2025 to Jul 2026
- UnemployedSep 2024 to Jan 2025
- Kohl's Department StoresSep 2022 to Sep 2024
- Sacred Heart Catholic SchoolMay 2021 to Aug 2022
- Kohl's Department StoresJun 2005 to May 2021
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (WI).
Thrivent Investment Management Inc.
$20.8BAssets managed
125,754Clients
3,179Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8025317
- Firm CRD
- 18387