Serena Elizabeth Nguyen
Investment adviser representative at Signature Resources Capital Management, LLC
11 yearsExperience
1 stateRegistered in
$303.9MFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Oneamerica SecuritiesMay 2026 to now
- Signature Resources Capital Management, LLCDec 2025 to now
- American United LifeNov 2025 to now
- MML Investors Services, LLCMar 2025 to Nov 2025
- Massmutual Life Insurance CoJan 2025 to Nov 2025
- Thrivent Investment ManagementDec 2024 to Jan 2025
- AndersenJun 2024 to Aug 2024
- Wilson ElserOct 2023 to Jun 2024
- Sushi DeliSep 2022 to Oct 2023
- Green Tomato GrillMay 2022 to Aug 2022
- San Diego State UniversityAug 2021 to Dec 2024
- Huntington Beach High SchoolJan 2015 to Jun 2021
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
Signature Resources Capital Management, LLC
$303.9MAssets managed
378Clients
16Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8025211
- Firm CRD
- 144069