Richard Benedict Orbain
Investment adviser representative at Spc
11 yearsExperience
1 stateRegistered in
$6.1BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- SpcSep 2026 to now
- Sigma Financial CorporationSep 2026 to now
- Sigma Planning Corp.Sep 2026 to now
- River Oaks Wealth AdvisorsFeb 2025 to now
- UnemployedOct 2024 to Feb 2025
- Diamedical USAOct 2022 to Oct 2024
- RepairclinicDec 2020 to Oct 2022
- UnemployedSep 2020 to Dec 2020
- GstvDec 2018 to Sep 2020
- UnemployedApr 2018 to Dec 2018
- Zara CreativeSep 2015 to Apr 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (MI).
Spc
Legal name: Sigma Planning Corporation
$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8024628
- Firm CRD
- 110692