Caden Richard Auker
Investment adviser representative at Principal Securities, Inc.
11 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Principal Securities, Inc.Dec 2024 to now
- Principal Life Insurance CoDec 2024 to now
- Duncansville PharmacyOct 2024 to Dec 2024
- Pleasant Valley Animal HospitalSep 2022 to Apr 2023
- Red LobsterOct 2019 to Dec 2024
- Fastenal CompanyMay 2019 to Apr 2021
- Sheetz, Inc.Sep 2017 to Feb 2019
- UnemployedDec 2013 to Sep 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (PA).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8023763
- Firm CRD
- 1137