Robert Ruff
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCJun 2026 to now
- Charles Schwab & Co., Inc.Feb 2025 to May 2026
- UnemployedSep 2024 to Jan 2025
- Cps EnergyJun 2024 to Aug 2024
- Enterprise Rent-a-carJun 2022 to Nov 2023
- UnemployedAug 2019 to Jun 2024
- UnemployedJun 2019 to Jul 2019
- UnemployedFeb 2015 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8021622
- Firm CRD
- 6413