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Chase Ethan Grossman

Investment adviser representative at The Caprock Group, LLC
13 yearsYears since first job or exam
1 stateRegistered in
$12.5B
23 yearsFirm in business

How is this counted?

Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.

Contact this advisor

(208) 368-9600caprock.comFirm's SEC record

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

Experience

13 years since the first job or state securities exam on the SEC record. Counts all jobs listed.

  1. The Caprock Group, LLCDec 2024 to now
  2. CaprockSep 2022 to now
  3. UnemployedMay 2022 to Aug 2022
  4. University of Puget SoundaAug 2021 to May 2022
  5. Limelight HotelAug 2020 to Jul 2021
  6. UnemployedMay 2020 to Aug 2020
  7. University of Puget SoundAug 2017 to May 2020
  8. Crystal Springs Uplands SchoolAug 2013 to Jun 2017

Exams passed

  • Series 65 · Uniform Investment Adviser Law2024

State registrations

Registered as an investment adviser representative in 1 state (CA).

The Caprock Group, LLC

$12.5B
436Clients
51Advisers
23 yearsIn business

Official records

Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure site.

8012024
124272
Advisor's SEC record
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