Thomas David Cooper
Investment adviser representative at LPL Financial LLC
12 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Thomas David Cooper? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCNov 2024 to now
- KpmgAug 2022 to now
- Joe PopsMay 2022 to Aug 2022
- BarclaysJul 2021 to Aug 2021
- Competitive Plumbing and Heating IncDec 2020 to Feb 2021
- Monster EnergyAug 2019 to Apr 2022
- Buffalo Wild WingsDec 2018 to Feb 2020
- University of DelawareJun 2018 to May 2022
- Competitive Plumbing and Heating IncJun 2016 to Aug 2018
- Sparkling Pools ServicesJun 2015 to Sep 2017
- Bridgewater Rarian HighschoolSep 2014 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NJ).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8004580
- Firm CRD
- 6413