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Seth James Williams

Investment adviser representative at Wells Fargo Advisors
12 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

12 years in the industry.

  1. Wells Fargo Clearing Services, LLCOct 2024 to now
  2. Wells Fargo Bank, NAAug 2023 to now
  3. LidsJul 2022 to Jul 2023
  4. Foot LockerNov 2019 to Jul 2022
  5. Papa JohnsSep 2018 to Nov 2019
  6. Tidal Wave Auto SpaJun 2017 to Aug 2018
  7. HardeesApr 2016 to Oct 2017
  8. Camden County High SchoolAug 2014 to Jun 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2025
  • Series 65 · Uniform Investment Adviser Law2025

State registrations

Registered as an investment adviser representative in 1 state (VA).

Wells Fargo Advisors

Legal name: Wells Fargo Clearing Services, LLC

$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8003780
Firm CRD
19616
Advisor's SEC record (opens in a new tab)
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