Max Simone
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2024 to now
- Northern TrustDec 2021 to Oct 2024
- BNY MellonFeb 2021 to Dec 2021
- Akkodis (modis)Apr 2020 to Feb 2021
- University of PittsburghAug 2018 to Apr 2020
- General and Vascular Surgical AssociatesApr 2018 to Aug 2018
- Teksystems/aerotekOct 2016 to Apr 2018
- Willis Towers Watson/crown CastleJun 2016 to Feb 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8003298
- Firm CRD
- 7691