Spencer D Barry
Investment adviser representative at UBS Financial Services Inc.
9 yearsExperience
3 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
9 years in the industry.
- UBS Financial Services Inc.Dec 2025 to now
- Harvest Ventures LLC dba the WoodlandNov 2022 to now
- Bank of America, N.A.Jan 2025 to Dec 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2024 to Dec 2025
- Valley Hospitality GroupJun 2023 to Oct 2023
- Sharon Board of EducationMar 2021 to Mar 2021
- University of ConnecticutAug 2020 to Aug 2023
- Northwestern Connecticut Community CollegeAug 2018 to May 2020
- The WoodlandJun 2018 to Aug 2020
- Labonnes MarketsJul 2016 to Jan 2022
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 3 states (CT, NJ, NY).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8003261
- Firm CRD
- 8174