Emmanuel Caldwell
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Nov 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2024 to now
- Gymguyz North QueensAug 2024 to now
- Bank of AmericaNov 2022 to Oct 2024
- University InstructorsMar 2022 to Aug 2022
- Versability ResourcesJul 2021 to Feb 2022
- Gymguyz WilliamsburgJun 2021 to Feb 2024
- Ahrc NassauMay 2020 to Jul 2021
- AmazonMar 2020 to Apr 2020
- UnemployedFeb 2020 to May 2020
- HessFeb 2020 to Apr 2020
- UnemployedNov 2019 to Jan 2020
- Education FirstNov 2018 to Nov 2019
- UnemployedSep 2018 to Nov 2018
- United States Postal ServiceApr 2018 to Sep 2018
- Raymour and FlaniganMay 2016 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8003258
- Firm CRD
- 7691