Lacy Ann Rutter
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services Inc.Oct 2024 to now
- San Diego Humane Society - Project WildlifeFeb 2022 to Oct 2024
- San Diego Humane SocietyJun 2021 to Feb 2022
- UnemployedDec 2020 to Jun 2021
- Helen Woodward Animal CenterJul 2018 to Dec 2020
- UnemployedFeb 2018 to Jul 2018
- Geppetto's ToysJul 2014 to Feb 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8001004
- Firm CRD
- 8174