George A Rockley
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCOct 2024 to now
- United States Marshal ServiceJun 2024 to Aug 2024
- University of Houston - DowntownJul 2023 to Dec 2024
- Raif's Tax and Bookkeeping Services LLCFeb 2023 to Feb 2024
- United States NavyFeb 2018 to Feb 2023
- UnemployedJan 2018 to Feb 2018
- Boyert Shooting CenterJul 2017 to Oct 2017
- Haggar Clothing Co.Oct 2016 to Jan 2017
- Houston Community CollegeAug 2016 to Jan 2018
- Raif's Tax and Bookkeeping Service LLCAug 2016 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7998787
- Firm CRD
- 6413