Guido Pena
Investment adviser representative at Empower Advisory Group, LLC
12 yearsExperience
1 stateRegistered in
$195.4BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- Empower Advisory Group, LLCJun 2026 to now
- Empower Financial Services, IncApr 2026 to now
- Key Investment ServicesOct 2024 to Apr 2026
- Keybank NASep 2023 to Apr 2026
- Beyond Finance LLCAug 2023 to Sep 2023
- Alorica IncMay 2022 to Aug 2023
- UnemployedJan 2019 to May 2022
- Rutgers UniversitySep 2014 to Jan 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (WA).
Empower Advisory Group, LLC
$195.4BAssets managed
297,074Clients
1,979Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7997813
- Firm CRD
- 112058