Simon Serra
Investment adviser representative at MML Investors Services, LLC
22 yearsExperience
2 statesRegistered in
$115.6BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
22 years in the industry.
- MML Investors Services, LLCOct 2024 to now
- Massmutual Life Insurance CompanyJul 2024 to now
- Monson Savings BankMay 2023 to May 2024
- Western New England UniversityAug 2021 to May 2024
- Lacasa Inc.Sep 2020 to Dec 2022
- Weekapaug Fire DistrictJun 2019 to Aug 2020
- N/aJan 2004 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7997578
- Firm CRD
- 10409