Tristan Cruz
Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
10 years in the industry.
- Charles Schwab & Co., Inc.Nov 2024 to now
- Forest Highlands Golf ClubApr 2024 to Nov 2024
- UnemployedDec 2023 to Apr 2024
- Flagstaff Equipment CoAug 2023 to Dec 2023
- UnemployedMay 2023 to Aug 2023
- Skyview ApartmentsAug 2021 to May 2023
- UnemployedJan 2021 to Aug 2021
- Macy'sNov 2020 to Jan 2021
- UnemployedJan 2014 to Nov 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7997471
- Firm CRD
- 5393