James Dillon Corcoran
Investment adviser representative at UBS Financial Services Inc.
11 yearsExperience
2 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
Are you James Dillon Corcoran? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- UBS Financial Services Inc.Jun 2025 to now
- UBSJan 2025 to now
- United States Marine CorpsSep 2020 to Dec 2024
- East Coast CutsMar 2020 to Aug 2020
- Appalachian State UniversityMar 2019 to Mar 2020
- Sugar Ski MountainOct 2018 to Mar 2019
- Appalachian State UniversityAug 2018 to Oct 2018
- Wild Wing CafeJun 2018 to Aug 2018
- Appalachian State UniversityMar 2018 to Jun 2018
- Sugar Ski MountainOct 2017 to Mar 2018
- Appalachian State UniversityJan 2015 to Oct 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7997232
- Firm CRD
- 8174