Carter T Walsh
Investment adviser representative at Oppenheimer & Co. Inc.
12 yearsExperience
1 stateRegistered in
$36.7BFirm assets
71 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Oppenheimer & Co. Inc.Apr 2025 to now
- Morgan StanleyNov 2024 to Apr 2025
- UnemployedMay 2024 to Nov 2024
- Sg Capital ManagementMay 2023 to Aug 2023
- Winnetka Park DistrictMay 2022 to Aug 2022
- Clemson UniversityAug 2021 to May 2024
- Chicago Pool ManagementMay 2020 to Aug 2021
- New Trier HighschoolMay 2019 to Aug 2019
- New Trier High SchoolAug 2017 to May 2021
- Skokie SchoolAug 2014 to Aug 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (IL).
Oppenheimer & Co. Inc.
$36.7BAssets managed
39,036Clients
1,161Advisers
71 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7997107
- Firm CRD
- 249