Nathan Smith
Investment adviser representative at Ameriprise Financial Services, LLC
11 yearsExperience
2 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business
Are you Nathan Smith? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Ameriprise Financial Services, LLCOct 2024 to now
- Johnson Controls Security SolutionsApr 2021 to Oct 2024
- Te ConnectivitySep 2018 to Apr 2021
- UnemployedJun 2018 to Sep 2018
- Wb Mason CoMar 2018 to Jun 2018
- UnemployedJan 2018 to Mar 2018
- Ridgeline PromotionsJun 2017 to Aug 2017
- West Chester University of PennsylvaniaJan 2015 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7996128
- Firm CRD
- 6363