Nicholas Stephen Cosgrove
Investment adviser representative at RBC Capital Markets, LLC
12 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- RBC Capital Markets, LLCMay 2026 to now
- Legacy Financial Advisors, LLCJun 2025 to May 2026
- W&s Brokerage ServicesOct 2024 to Apr 2025
- Western & Southern LifeSep 2024 to Apr 2025
- Maryland Community SolarJun 2022 to Sep 2024
- Bel Air North Looney'sMay 2021 to Jun 2022
- Hickory LodgeApr 2019 to May 2021
- Basta PastaFeb 2018 to Apr 2019
- Lib's GrillOct 2017 to Feb 2018
- Gunpowder LodgeMar 2014 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (MD).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7994028
- Firm CRD
- 31194