Luis Enrique Carrillo
Investment adviser representative at UBS Financial Services Inc.
13 yearsExperience
2 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- UBS Financial Services Inc.Oct 2024 to now
- UnemployedDec 2023 to Oct 2024
- Extended TravelMay 2022 to Dec 2023
- State Street CorporationAug 2020 to Jan 2021
- Brown Brothers Harriman & Co.Jan 2019 to Jul 2019
- Bradesco SecuritiesMay 2018 to Aug 2018
- Northeastern UniversityAug 2017 to May 2022
- Greenwich High SchoolSep 2013 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7994015
- Firm CRD
- 8174