Brett A Locker
Investment adviser representative at LPL Financial LLC
12 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCOct 2024 to now
- Herc Rentals IncJun 2022 to now
- UnemployedMay 2022 to Jun 2022
- Allied Air EnterprisesJun 2021 to Aug 2021
- York College of PennsylvaniaAug 2018 to May 2022
- Branchburg Driving RangeApr 2018 to Sep 2018
- Bridgewater Raritan High SchoolSep 2014 to Jun 2018
- Alpine RefridgerationJun 2014 to Sep 2020
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NJ).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7993830
- Firm CRD
- 6413