Malcolm Ruben
Investment adviser representative at Principal Securities, Inc.
13 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Principal Securities, Inc.Oct 2024 to now
- Principal Life Insurance CompanyOct 2024 to now
- Tricoast Homes/corey ConstructionApr 2023 to Oct 2024
- Truss Real EstateSep 2022 to Apr 2023
- New HomestarOct 2019 to Sep 2022
- Marriott InternationalNov 2016 to Sep 2019
- Colorado State University PuebloMay 2013 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7993248
- Firm CRD
- 1137