Marlo D Ramo morales
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
19 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Bank of America, N.A.Apr 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2026 to now
- University of Nevada, Las VegasJan 2025 to now
- Equitable Advisors, LLCJul 2025 to Mar 2026
- Pfs Investments, Inc.Jan 2025 to Jun 2025
- Primerica Financial ServicesJul 2024 to Jun 2025
- Washington State UniversityAug 2022 to Jun 2025
- California State University, FullertonJan 2020 to Aug 2022
- Citrus CollegeDec 2016 to Jan 2020
- United States Marine CorpsDec 2007 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (NV, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7993163
- Firm CRD
- 7691