Sean Tintle
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services Inc.Oct 2025 to now
- Equitable Advisors, LLCOct 2024 to Jul 2025
- UnemployedJun 2024 to Sep 2024
- Harvard Business SchoolMay 2023 to Aug 2023
- AflacJul 2022 to Mar 2023
- Superior SeafoodJul 2022 to Aug 2022
- UnemployedSep 2021 to Jun 2022
- Tulane UniversityAug 2020 to May 2024
- Port Washington Yacht ClubJun 2019 to Aug 2021
- UnemployedSep 2014 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NY).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7993123
- Firm CRD
- 8174