Nevin Garcia
Investment adviser representative at Gwn Securities Inc.
14 yearsExperience
1 stateRegistered in
$4.8BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Market timing
Experience
14 years in the industry.
- Gwn Securities Inc.Sep 2025 to now
- Northwestern Mutual Investment Services LLCJan 2025 to Sep 2025
- Northwestern Mutual Life Insurance CompanyJan 2025 to Sep 2025
- Hntb CorporationSep 2022 to Jan 2025
- UnemployedJul 2022 to Oct 2022
- Foss Maritime CompanyJun 2011 to Jul 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
Gwn Securities Inc.
$4.8BAssets managed
37,793Clients
444Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7992591
- Firm CRD
- 128929