Khoi Duong
Investment adviser representative at Charles Schwab & Co., Inc.
13 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
13 years in the industry.
- Charles Schwab & Co., Inc.Sep 2026 to now
- Charles Schwab Bank, SsbSep 2026 to now
- Charles Schwab Premier Bank, SsbSep 2026 to now
- Bank of America, N.A.Dec 2024 to Aug 2026
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2022 to Aug 2026
- Doubletree HiltonNov 2021 to Mar 2022
- Metropolitan State University of DenverAug 2021 to May 2022
- Noodle and CompanyJul 2019 to Aug 2021
- Cherokee Trail High SchoolAug 2017 to May 2021
- Fox Ridge Middle SchoolAug 2013 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (CO).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7991675
- Firm CRD
- 5393