Justin Julio Diaz
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2026 to now
- The Vanguard Group, Inc.Sep 2025 to Feb 2026
- Vanguard Marketing CorporationSep 2025 to Feb 2026
- Northwestern MutualOct 2024 to Feb 2025
- Claremont Unified School DistrictFeb 2024 to Aug 2025
- Alhambra Unified School DistrictJan 2024 to May 2024
- Pomona Unified School DistrictSep 2023 to Aug 2025
- Charter Oak School DistrictSep 2023 to Mar 2025
- UpsOct 2022 to Dec 2022
- La FitnessNov 2021 to Aug 2023
- Cal State LaJan 2021 to May 2023
- Self-employedNov 2019 to May 2023
- Pasadena City CollegeFeb 2018 to Jun 2024
- Office DepotFeb 2018 to Jun 2021
- Saca's Mediterranean CuisineNov 2017 to Feb 2018
- Pima Community CollegeAug 2017 to Nov 2017
- University of ArizonaAug 2015 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7991638
- Firm CRD
- 7691