Michael Ricca
Investment adviser representative at Janney Montgomery Scott LLC
11 yearsExperience
1 stateRegistered in
$110.1BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Janney Montgomery Scott LLCJun 2026 to now
- UnemployedDec 2025 to May 2026
- Fs Investment Solutions, LLCMar 2025 to Nov 2025
- Morgan StanleyOct 2024 to Jan 2025
- UnemployedJul 2024 to Sep 2024
- BlackrockApr 2023 to Aug 2023
- JPMorgan Chase & Co.Apr 2022 to Aug 2022
- Bowman and Company LLPApr 2021 to Aug 2021
- Drexel UniversitySep 2019 to Jun 2024
- UnemployedJul 2019 to Aug 2019
- Eastern Regional High SchoolSep 2015 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Janney Montgomery Scott LLC
$110.1BAssets managed
243,808Clients
1,341Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7990205
- Firm CRD
- 463