Matthew Samuel Powers
Investment adviser representative at Principal Securities, Inc.
12 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Principal Securities, Inc.May 2026 to now
- Principal Life Insurance CompanyMay 2026 to now
- UnemployedDec 2025 to May 2026
- Equitable Advisors, LLC.Sep 2024 to Nov 2025
- UnemployedOct 2023 to Aug 2024
- Self-employmentApr 2023 to Sep 2023
- UnemployedDec 2021 to Mar 2023
- The North StarSep 2020 to Dec 2021
- SynaestheticJan 2020 to May 2020
- Social Innovation ForumJul 2019 to Dec 2019
- Northeastern UniversitySep 2017 to May 2021
- Frost Valley YmcaJun 2016 to Aug 2018
- Onteora High SchoolSep 2014 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NY).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7989982
- Firm CRD
- 1137