James Anthony Perrone
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
2 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
Are you James Anthony Perrone? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services, IncJun 2025 to now
- Equitable Advisors, LLCSep 2024 to May 2025
- UnemloyedJul 2024 to Aug 2024
- InfinitiMay 2023 to Aug 2023
- MamalukesJun 2022 to Jul 2024
- Fitch RatingsJun 2022 to Aug 2022
- University of South CarolinaAug 2020 to May 2024
- Home DepotJun 2020 to Aug 2021
- West Essex HighschoolAug 2016 to Jul 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (NJ, NY).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7989596
- Firm CRD
- 8174